Disaster Recovery Plan
Patriot Act:
Under Section 326 of the USA PATRIOT Act, Harris Williams & Co. and its affiliates are required to verify the identity of their clients. Harris Williams utilizes the services of outside vendors, such as Dun & Bradstreet, to assist with this government-mandated requirement. We appreciate your business and patience with our compliance efforts.
Regulatory Information Regarding Harris Williams LLC
Harris Williams & Co. is the trade name for Harris Williams LLC, a registered broker-dealer. Member FINRA/SIPC |