Protecting your personal data and safeguarding your privacy are important to Harris Williams ( “the Firm”) (comprised collectively of Harris Williams LLC, Harris Williams & Co. Ltd, Harris Williams & Co. Corporate Finance Advisors GmbH, Harris Williams Private Capital Advisory Ltd., an Appointed Representative of Sturgeon Venture Partners. This Privacy Policy (the “Policy”) describes the Firm’s privacy policy as it pertains to www.harriswilliams.com (the “Website”), digital marketing programs (such the Firm’s marketing emails, e-Newsletters, and digital advertising programs) and other information we may collect.

The Firm is committed to protecting your personal data and respecting your privacy rights. This notice explains who we are, how we collect and use personal data, and the rights and choices available to you.

Because privacy laws differ across the regions in which we operate, we have prepared jurisdiction-specific notices that supplement the information below. Please refer to the notice that applies to you:

United Kingdom — for individuals in the UK, covered by the UK GDPR and the Data Protection Act 2018, as overseen by the Information Commissioner's Office (ICO).​​

European Economic Area — for individuals in the EU/EEA, covered by the EU General Data Protection Regulation (GDPR).

United States — for California residents, covered by the California Consumer Privacy Act, as amended by the California Privacy Rights Act (CCPA/CPRA).

Australia — for individuals in Australia, covered by the Privacy Act 1988 and the Australian Privacy Principles (APPs).

If more than one notice could apply to you, the notice for the jurisdiction in which you are located will generally govern. Where a jurisdiction-specific notice conflicts with the general information on this page, the jurisdiction-specific notice controls.

What this notice covers

This notice applies to personal data we collect through our website, in the course of providing our services, during recruitment, and through other interactions with us. It describes the categories of personal data we process, the purposes for which we use it, the legal bases or grounds on which we rely, how long we retain it, and the circumstances in which we share it with third parties or transfer it across borders.

Your rights as a data subject

Depending on where you are located, you may have rights to access, correct rectify, delete erase, restrict, or object to our processing of your personal data, to data portability, and to withdraw consent or opt out of certain uses. The jurisdiction-specific notices above explain the rights available to you and how to exercise them.

Contact us

Should you feel that your privacy or security is being compromised, wish to make a request for access to any personal data we may hold about you or wish to exercise one of your rights as described further on the “Your Rights As A Data Subject” section above, or have any questions on this policy, please contact us at Harris Williams, 1001 Haxall Point, 9th Floor, Richmond, Virginia 23219 or email data.privacy@harriswilliams.com.

POLICY CHANGES

We reserve the right to change our Privacy Policy at any time. We encourage you to refer to this Notice on an ongoing basis so that you understand our current Privacy Notice.

Last updated: September 2026